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Hampton Securities (USA) Inc. is owned and operated by a partnership of senior investment industry executives. Hampton Securities (USA) Inc. was organized on January 12, 1999 as a New York Corporation, and is a registered broker and dealer in securities under the Securities Exchange Act of 1934. Hampton Securities (USA) Inc. is a member of the Financial Industry Regulatory Authority (FINRA), the Boston Stock Exchange, and SIPC.

Hampton Securities (USA), Inc. clears through National Financial Services LLC.

Hampton Securities (USA), Inc. and National Financial Services are both members of the Securities Investor Protection Corporation. (“SIPC”).

www.sipc.com
www.finra.com

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© 2007 Hampton Securities Limited. All Rights Reserved.