NATIONAL INSTRUMENT 24 – 101: TRADE MATCHING AND SETTLEMENT
National Instrument 24-101 requires participant institutions in the Canadian securities industry to ensure counter parties to trades are committed to meeting settlement performance timelines set forth in the Instrument. Details of this may be found at:
IIROC - Regulatory Resources
Hampton Securities is committed to full compliance with this trade matching and settlement instrument.
Such commitment by our counter parties may be provided by signed letter of undertaking, or by the posting of a statement of commitement on our counter parties website.
Click here to download PDF version of a blank letter of commitement
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