Selected Capital Markets Transactions

Revive Therapeutics Ltd. (2020)

Private Placement

C$2,496,750

Lead Agent

Brompton Split Banc Corp. (2020)

Prospectus Offering

C$52,830,092

Syndicate Member

Probity Mining 2020 Short Duration FT LP (2020)

Prospectus Offering

C$4,241,700

Syndicate Member

Converge Technology Solutions Corp. (2020)

Bought Deal

C$7,500,000

Syndicate Member

Probity Mining 2019 II Short Duration FT LP (2019)

Prospectus Offering

C$8,119,700

Syndicate Member

Northwest Healthcare Properties REIT (2019)

Bought Deal

C$125,000,000

Syndicate Member

Northwest Healthcare Properties REIT (2019)

Bought Deal

C$176,200,000

Syndicate Member

Converge Technology Solutions Corp. (2018)

Private Placement RTO

C$5,334,780

Syndicate Member

Trenchant Capital Corp. (2018)

Prospectus Offering

C$7,994,000

Syndicate Member

Green Sky Labs Inc. (2018)

Private Placement

C$2,242,000

Lead Agent

Pond Technologies Holdings Inc. (2018)

Private Placement RTO
C$8,740,495
Co-lead Agent

NorthWest Healthcare Properties REIT (2017)

Bought Deal
C$143,806,350
Syndicate Member

Pond Technologies Inc. (2017)

Private Placement
C$2,050,000
Co-Lead Agent

Trenchant Capital Corp. (2017)

Prospectus Offering

C$10,440,000

Syndicate Member

NorthWest Healthcare Properties REIT (2017)

Bought Deal
C$97,759,545
Syndicate Member

Rift Energy (2013)

Private Placement
C$10,000,000
Lead Agent

Thermo Ceramix (2013)

Private Placement
C$2,382,500
Lead Agent

Revive Therapeutics (2013)

Private Placement
C$1,113,550
Lead Agent

Mercury Capital (2013)

Public Offering
C$355,650
Lead Agent

Rift Energy (2012)

Private Placement
C$7,525,000
Lead Agent